Text
A prominent trade group representing registered investment advisors is asking the Securities and Exchange Commission to pause its numerous ongoing rule-making proceedings, evaluate how the various proposals could overlap, and weigh their cumulative impact on the industry.
The SEC’s current slate of proposed rules on cybersecurity, client privacy, outsourcing, and a host of other issues have the potential to overwhelm advisors’ compliance departments, particularly at small firms, the Investment Adviser Association is warning...
Barron’s Advisor
Free Registration
Welcome to Barron’s Advisor! Our content is free but available only to wealth management professionals. To read this article, please provide the information below so we can confirm that you work in the industry.
All fields are required.
If you’re not a wealth management professional, you can find other great financial content at barrons.com. If you have any questions, please contact us a
advisor.editors@barrons.com