Advisor Trade Group Asks SEC to Reconsider Bevy of Proposed Rules

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A prominent trade group representing registered investment advisors is asking the Securities and Exchange Commission to pause its numerous ongoing rule-making proceedings, evaluate how the various proposals could overlap, and weigh their cumulative impact on the industry.

The SEC’s current slate of proposed rules on cybersecurity, client privacy, outsourcing, and a host of other issues have the potential to overwhelm advisors’ compliance departments, particularly at small firms, the Investment Adviser Association is warning...

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